Technology Regulatory Affairs Specialist (Finance)

Join the Mizuho team as a Technology Regulatory Affairs Specialist!

We are seeking a dynamic and detail-oriented Technology Regulatory Affairs Specialist to join our team. This role requires a unique blend of technical expertise, regulatory knowledge, and exceptional communication skills. The ideal candidate will support the bank in responding to regulatory exams, ad-hoc requests, and inquiries, ensuring compliance with IT controls and providing high-quality deliverables in collaboration with various stakeholders.

Key Responsibilities

Stakeholder Collaboration:

• Partner with internal teams (e.g., IT, Risk, Compliance, Audit) to collect, analyze, and synthesize data for regulatory exams or ad-hoc requests.
• Coordinate cross-functional input to ensure timely and accurate responses to regulatory bodies.

Regulatory Exam and Data Management:

• Manage end-to-end processes for regulatory submissions, ensuring alignment with technology and compliance standards.
• Maintain detailed documentation and logs of regulatory engagements and deliverables.

IT Controls Expertise:

• Assess and understand the bank's IT control frameworks, ensuring alignment with regulatory expectations.
• Provide insights and recommendations to enhance IT control effectiveness and mitigate potential risks.

Presentation Development:

• Prepare and deliver professional, clear, and concise presentations tailored to executive and regulatory audiences.
• Summarize complex technical information into actionable insights, emphasizing clarity and direct communication.

Qualifications and Skills

• Bachelor's degree in Information Technology, Computer Science, Business, or a related field (Master's or relevant certifications preferred).
• Strong background in IT controls, frameworks (e.g., COBIT, NIST, ISO), and regulatory compliance in the financial sector.
• Demonstrated ability to work in high-pressure environments, meeting strict deadlines with accuracy and poise.
• Exceptional verbal and written communication skills, with a proven track record of producing executive-quality presentations promptly and efficiently.
• Proficiency in tools such as Microsoft PowerPoint, Excel, and collaboration platforms.
• Experience working with regulatory bodies (e.g., FRB, DFS) and familiarity with banking regulations.
• Strong interpersonal skills with the ability to influence and collaborate effectively across diverse teams.

Preferred Qualifications

• Prior experience in a regulatory affairs or IT governance role in the financial industry.
• Knowledge of emerging technologies (e.g., cloud computing, cybersecurity, artificial intelligence) and their regulatory implications.
• Prior consulting background around IT Risk Management or Technology Regulatory

The expected base salary ranges from $160k-$195k. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

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