Senior Manager, Forensic Investigations and Intelligence (Finance)

We are looking for an AML Model Validation Senior Manager to lead and execute model validation testing processes on systems which support Financial Crime programs. Financial Crime platforms includes the AML/BSA systems, Transaction Monitoring system, OFAC/Sanctions systems, and other tools. Responsibilities for model validation projects will include planning and/or updating testing methods for the model independent testing. Engagement specific testing will include a review of conceptual design testing, Implementation Accuracy, Outcome/ Output Analysis, and review of the Ongoing Governance in support of the models. Candidates will be required to lead projects working closely with the clients culminating in a report to the client to attest to the efficacy of the model. Specific testing for Model Validation engagements will include:

Day-to-day Responsibilities:

• Review of model governance documentation, including processes surrounding their effectiveness
• Review of model design and development
• Testing of data inputs, including data quality issues, data mapping, ETL processes, and balancing and reconciliation controls
• Testing that the model logic is working as intended.
• Assessment of model user access controls, key performance indicators (KPIs), and alert review processes
• Evaluation of model performance, including tuning and sanctions sensitivity testing
• Documentation of testing using standardized work papers and model validation reports and other client deliverables
• Engagement Management: provide oversight and guidance to the testing team for efficient engagement delivery, maintain engagement budget, provide timely reporting of engagement progress to the client and engagement executive.

Essential Traits:

• 10+ years of experience within the Financial Crime/ AML Compliance Industry.
• Experience with, AML system implementation, data lineage, or quality testing.
• Working knowledge/ experience with data analysis, and data validation, activities with financial services institutions.
• Assess model logic, assumptions, and technical approaches, and evaluate model implementation and performance including an understanding of risks/controls and experience documenting testing within workpapers.
• Demonstrated experience and knowledge of banking and compliance systems.
• Demonstrated experience working in a results-driven environment within a team environment.
• Strong organizational, interpersonal, and presentation skills.
• Strong communication, and customer service skills.
• Strong analytical, attention to detail, organizational, and core project management skills.
• Ability to work with IT and business personnel

Preferred skills:

• Prior professional services/consulting firm experience

About Kroll

Join the global leader in risk and financial advisory solutions-Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients' value? Your journey begins with Kroll.

In order to be considered for a position, you must formally apply via careers.kroll.com.

Kroll is committed to creating an inclusive work environment. We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.

The current salary range for this position is $90,000-$200,000.

#LI-MO1We are looking for an AML Model Validation Senior Manager to lead and execute model validation testing processes on systems which support Financial Crime programs. Financial Crime platforms includes the AML/BSA systems, Transaction Monitoring system, OFAC/Sanctions systems, and other tools. Responsibilities for model validation projects will include planning and/or updating testing methods for the model independent testing. Engagement specific testing will include a review of conceptual design testing, Implementation Accuracy, Outcome/ Output Analysis, and review of the Ongoing Governance in support of the models. Candidates will be required to lead projects working closely with the clients culminating in a report to the client to attest to the efficacy of the model.